Open Architecture &
Unique Flexibility

Our firm provides a unique open-architecture platform that allows us to design a disciplined, pragmatic and cost-effective approach to that will help you achieve your goals. As an independent team within Wells Fargo Advisors, the Prentis Wealth Management Group provides access to world-class resources with no obligation to favor one investment product or service over another. We have:

  • Access to research analysis from Credit Suisse, Sanford Bernstein, Standard & Poor, Wells Fargo Securities, Value Engine, Dorsey Wright & Associates and Morningstar.
  • Access to thousands of money managers and mutual funds. This is in sharp contrast to the many firms that only allow access to their own analysts, proprietary money managers and proprietary mutual funds.
  • A fee-based compensation platform with no cost for trading*. In this way, we are compensated based on the growth of our clients’ assets rather than the velocity with which those assets are traded. However, we are flexible in our approach and do understand that there are times that fee-based compensation may not be the most appropriate. Traditional compensation is also available.

The Prentis Wealth Management Group focuses on a needs-based approach to investment planning and wealth management where the individual’s particular needs are paramount. From life-long, comprehensive planning to individual equity or fixed income purchases, our clients enjoy a wide range of investment management options. Instead of dictating the structure of our relationship with you, we believe your objectives, time horizon, investment experience and assets determine the most appropriate arrangement. We will assist you in selecting the most suitable approach.

 

*Advisory accounts are not designed for excessively traded or inactive accounts, and may not be suitable for all investors.  During periods of lower trading activity, your costs might be lower if our compensation was based on commissions.  Please carefully review the Wells Fargo Advisors advisory disclosure document for a full description of our services, including fees and expenses.  Additional fees may apply in certain circumstances.

 

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FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals